Asic v Citigroup Global Markets Australia Pty Ltd (Acn 113 114 832) (No. 4)
Jurisdiction | Australia Federal only |
Judgment Date | 2007 |
Neutral Citation | 2007-0628 FCA A |
Date | 2007 |
Court | Federal Court |
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10 cases
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Australian Securities and Investments Commission v GetSwift Limited (Liability Hearing)
...approved by Jacobson J in Australian Securities and Investments Commission (ASIC) v Citigroup Global Markets Australia Pty Ltd (No 4) [2007] FCA 963; (2007) 160 FCR 35, who confirmed (at 106 [546]) that “observability does not depend on proof that persons actually perceived the information;......
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1 firm's commentaries
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An officer and a defendant - personal liability of managers
...NSWCA 331 2 Australian Securities and Investments Commission v Citigroup Global Markets Australia Pty Limited (ACN 113 114 832) (No. 4) [2007] FCA 963 Clayton Utz communications are intended to provide commentary and general information. They should not be relied upon as legal advice. Forma......
3 books & journal articles
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Blending fairness and efficiency. An analysis of its desirability in the context of insider trading laws in Australia
...knowledge obtained by means of a hint or veiled suggestion from which thereceiver of it can impute other knowledge” (ASIC v. Citigroup, 2007, FCA 963.534;Hooker v. Baring, 1986, 10 ACLR 462.463). Similarly, the cumulative effect of fourseparate pieces of information (Hannes, 2000, NSWCCA 50......
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Securities and Financial Services Regulation
...of financial or corporate finance advisers: Australian Securities and Investments Commission v Citigroup Global Markets Australia Pty Ltd [2007] FCA 963, noted by Joshua Getzler, “Excluding Fiduciary Duties: The Problem of Investment Banks” (2008) 124 LQR 15 and discussed by Andrew F Tuch, ......
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Securities and Financial Services Regulation
...of financial or corporate finance advisers: Australian Securities and Investments Commission v Citigroup Global Markets Australia Pty Ltd [2007] FCA 963, noted by Joshua Getzler in “Excluding Fiduciary Duties: The Problem of Investment Banks” (2008) 124 LQR 15 and discussed by Andrew F Tuch......